Notes
Outline
The Open Archives Forum and its Deliverables
Philip Hunter
UKOLN
p.j.hunter@ukoln.ac.uk
The Open Archives Forum
and its Deliverables
An outline of The Open Archives Forum
The Website
Published Project Reports
The Workshop series (2002-3)
Exploitation and Organisational issues
Open Archives Forum Partners
European Union IST accompanying measure
 to support EU projects and national initiatives
 with funding for two years, 2001-3.
Partners
CNR, Pisa (Consiglio Nazionale delle Ricerche); Humboldt University, Berlin;
UKOLN, University of Bath
The Open Archives Forum
A Project created to promote the idea of Open Archives in the European Community.
It is interested in the Open Archives Initiative and the Protocol for Metadata Harvesting, but not does not exclude other approaches. Other Open Archives ideas are possible.
The OA-Forum website is at: http://www.oaforum.org/
EU funding motivation
To exploit in the European context the OAI aim to provide a
   “low barrier interoperability specification”
A technology for accessing a “hidden web” of European resources
 Eprints, the research literature
 Products of digitisation projects, including multimedia resources
 Other kinds of data
Share experience among IST projects,
   and also other initiatives
Support European input into OAI
OA-Forum core objectives
To provide European focus for dissemination and sharing experience
 To encourage building of infrastructure
 To encourage new services
 To raise awareness of technical and organisational issues
 To provide focus for interaction with OAI
 To build a community of interest
The OA-F Website
 OA-Forum Home Page gives access to news, resources, workshop details, and project documents.
Glossary
 Glossary pages give definitions of important terms used to describe the OAI Protocol for Metadata Harvesting, and also of associated terminology.
Resources
 This section gives access to the Open Archives Forum Database, which contains information about organisations, projects, repositories, services.
 Information can be added by users.
Project documents
 Documents produced in the course of the project are available, including presentations, workshop reports, community specific expert reports, etc.
Summary of Project Deliverables
Website www.oaforum.org
 Contains news, glossary, reports, events, links to external information, an open archives information source, current implementations database, inventory of software tools, interoperability issues register
Mailing list <info@oaforum.org>
Technical Issues Review (final version forthcoming)
Organisational issues Review (final version forthcoming)
Workshop Reports (three so far)
Three Community Specific expert reports (two so far)
Interactive Web Tutorial on Open Archives (forthcoming)
Final Project Report (forthcoming)
OA-Forum Workshops
Information sharing and dissemination - Workshop subjects so far:
 1st Workshop: ‘Creating a European Forum on Open Archives Activities’ (Pisa) 2002
 2nd Workshop: ‘Open Access to Hidden Resources’ (Lisbon) 2002
 3rd Workshop: ‘Networking Multimedia Resources’ (Berlin) 2003
 4th Workshop: ‘In Practice, Best Practice’ (4-5  September 2003, Bath)
Community Specific Expert Reports
Mark Bide (Rightscom) Open Archives and Intellectual Property: incompatible world views? [November 2002]
George MacKenzie and Goran Kristiansson (National Archives of Scotland & Lansarkivet i Lund) How Real Archivists can learn to love the OAI [March 2003]
Open Archives and Intellectual Property: incompatible world views?
…. discusses the relationship between open archives and Intellectual Property, and argues that there is ultimately no conflict between Open Archives and Intellectual Property – but open archives must work within the framework of Intellectual Property law.
How Real Archivists can learn to love the OAI
The report looks at the potential for using the OAI-PMH as a simple means of disseminating and exchanging archive catalogues.
It also looks at the appropriateness of the  term ‘archive’ as part of the description of the protocol.
Problems with linkages between levels of description in different archives.
The report also looks briefly at alternative means archivists are using for exchanging metadata, particularly the Z39.50 protocol.
The report concludes that OAI will be used by conventional archives only if three conditions are fulfilled. First, archivists must be confident that compliant descriptions will respect archival principles, second, descriptions must be produced with little effort from existing systems, and third, archivists must believe that the wider OAI user base contains sufficient numbers of potential users.
 It is also important that any sensitive intellectual property rights in the catalogue descriptions are protected. The report suggests possible strategies in which archives would produce OAI compliant records for parts of their descriptions only.
OA-F Organisational Issues Review
Organisational Issues include questions like:
Do you have to be able to do everything in order to have a decent harvestable resource?
Should you use Collection Level or Item Level Description?
Do you need a statement of Service Level for users?
How important is publication of the parameters and character of your metadata, and of the resources available in your eprints archive?
Preservation issues – addressed at all by the protocol?
Persistence of the resources – addressed at all by the protocol?
Other related issues are considered in the OA-F Organisational Issues Review
Organisational Issues
Is your archive an archive? (covered in the MacKenzie and Kristiansson expert report)
What is the legal status of the eprints in your archive – are they legally eprints, or are they owned by a publisher?
 Is material submitted to your archive owned by your institution or the author? (at the University of Bath….?)
 Should the regulation of IPR issues be by copyright law, or by the law of contract?
 Do you really want every resource for which you have metadata to be available to users?
Organisational Issues
Librarians might be concerned that the development of ePrints might result in budget reductions
Does it make sense to promote ePrints archives as locally browsable resources, rather than as part of a global harvestable resource?
Physicists and others already have subject-based eprint archives – why should they deposit with institutional archives?
Do institutions actually want ePrint Archives?
Organisational Issues
 IPR (covered in the Bide report)
 The Branding and Ownership issue in a world of distributed resources – ‘can I build services on the British Libraries metadata?’
 Rights management & Payments – how will this be done on a technical level?
 How important to the owners of resources is control over the context in which the resource appears?
 Just because it is possible to make everything available, do you want to do this?
 Project funding is limited – what are your priorities?
Online Tutorial on the Open Archives Initiative Protocol for Metadata Harvesting
This tutorial will be based on the pre-workshop half-day tutorials which were part of the first three workshops in Europe (Pisa, Lisbon and Berlin).
A distillation of these into an interactive tutorial will be available as a resource to the Open Archives community from the Open Archives Forum website.
The tutorial will be available before the 4th OA-F workshop in Bath
Versions in Italian and German (and possibly other languages) will be available later.
Slide 21